-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I3BB3bofF9vQumACoWUSHfKyJI3yGAYWPRlwA1ALsOOjXFEULkhR9QpOIT5Nv1vh MuH2HYmcAY58E813iA5J7Q== 0000950144-99-001356.txt : 19990212 0000950144-99-001356.hdr.sgml : 19990212 ACCESSION NUMBER: 0000950144-99-001356 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRACTOR SUPPLY CO /DE/ CENTRAL INDEX KEY: 0000916365 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200] IRS NUMBER: 133139732 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-47291 FILM NUMBER: 99530140 BUSINESS ADDRESS: STREET 1: 320 PLUS PARK BLVD CITY: NASHVILLE STATE: TN ZIP: 37217 BUSINESS PHONE: 6153664600 MAIL ADDRESS: STREET 1: 320 PLUS PARK BOULEVARD CITY: NASHVILLE STATE: TN ZIP: 37217 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FLOOD THOMAS O CENTRAL INDEX KEY: 0000938617 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133139732 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 320 PLUS PARK BLVD CITY: NASHVILLE STATE: TN ZIP: 37217 BUSINESS PHONE: 6153664600 SC 13G/A 1 TRACTOR SUPPLY COMPANY 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)(1) TRACTOR SUPPLY COMPANY - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.008 PER SHARE - -------------------------------------------------------------------------------- (Title of Class of Securities) 892356106 - -------------------------------------------------------------------------------- (CUSIP Number) February 17, 1994 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages 2 CUSIP NO. 892356106 13G Page 2 of 6 Pages (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Thomas O. Flood --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [ X ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 570,999 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 0 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 570,999 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 0 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 570,999 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.5% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 ITEM 1(a). NAME OF ISSUER: Tractor Supply Company ------------------------------------------------------------------- ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 320 Plus Park Boulevard, Nashville, TN 37217 ------------------------------------------------------------------- ITEM 2(a). NAME OF PERSON FILING: Thomas O. Flood ------------------------------------------------------------------- ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 320 Plus Park Boulevard, Nashville, TN 37217 ------------------------------------------------------------------- ITEM 2(c). CITIZENSHIP: U.S.A. ------------------------------------------------------------------- ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, par value $.008 per share ------------------------------------------------------------------- ITEM 2(e). CUSIP NUMBER: 892356106 ------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Exchange Act; Page 3 of 6 Pages 4 (d) [ ] Investment Company registered under Section 8 of the Investment Company Act: (e) [ ] Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] Parent Holding Company or Control Person, in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 570,999 ------------------------------------------------------------------- This amount includes 100,000 shares held by Mr. Flood's wife, 700 shares held by Mr. Flood's son and 700 shares held by Mr. Flood's daughter, as to which Mr. Flood disclaims beneficial ownership pursuant to Rule 13d-4. Under certain circumstances, Mr. Flood, his wife, his son and his daughter could be viewed as a group within the meaning of Regulation 13D-G. Mr. Flood disclaims membership in any such group. This amount also includes 21,157 shares, the approximate number of shares allocable to Mr. Flood's account under the Tractor Supply Company Employee 401(k) Retirement Plan, for which Mr. Flood has indirect voting and dispositive power under certain circumstances. (b) Percent of class: 6.5% ------------------------------------------------------------------- (c) Number of shares as to which such person has: Page 4 of 6 Pages 5 (i) Sole power to vote or to direct the vote 570,999 --------------------------- (ii) Shared power to vote or to direct the vote 0 ------------------------ (iii) Sole power to dispose or to direct the disposition of 570,999 ------------ (iv) Shared power to dispose or to direct the disposition of 0 ----------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATIONS. Not applicable. Page 5 of 6 Pages 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 1999 Thomas O. Flood ----------------------------------- By: /s/ Michael J. Kincaid ------------------------------- Michael J. Kincaid Attorney-in-Fact* - -------- * Pursuant to a Power of Attorney, dated March 21, 1994, filed with the Reporting Person's Form 3, dated March 22, 1994, which is hereby incorporated herein by reference. Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----